Overview of the Principles
In setting the foundation for an approach that combines inquiry, restraint and future choice, the Middle Path Initiative affirms the following Principles. They have been informed by many past and ongoing existing governance initiatives, but centered in our perspectives from climate vulnerable regions of the world. We recognize that people may differ in how they prioritize or interpret individual principles, and that future participants may bring additional perspectives. What unites us is a shared belief that these principles provide a constructive foundation for broader participation, dialogue, and governance.
Foundational Principles
Principle 1Human rights and justice at the core
Justice considerations are critical, not supplemental. Decisions about SRM research and governance must be centered on the overall impact on human rights, including the right to life, health, food, water, participation, and access to science and information. These include recognition of asymmetries between those responsible for emissions and those experiencing climate impacts across LDCs and the Arctic, as well as concerns related to intergenerational equity and global power imbalances.
Principle 2Commitment to mitigation, adaptation, and broader climate response
Emissions reductions remain the only approach that directly addresses the root causes of climate change. Any discussion of SRM research should therefore be grounded within a broader climate strategy that prioritizes mitigation, adaptation, and the protection of life in a warming world. Accountable research governance and policy design should be implemented to minimize the risk of moral hazard.
Building Legitimacy and Trust in SRM Research
Principle 3SRM research as a public good under responsible governance
SRM research should be conducted in the public interest, funded transparently through public-interest mechanisms, and governed to advance human and ecological well-being, rather than proprietary, commercial, or geopolitical advantage.
Principle 4Inclusion, participation, and the right to shape scientific agendas
Communities — especially in climate-vulnerable regions, including LDCs and Arctic communities — must have meaningful opportunities not only to participate in SRM discussions, but to shape research agendas, define risks, and influence governance frameworks. This requires investment in accessible, two-way communication and the institutional and funding infrastructure that makes sustained agenda-setting possible. It also requires mutual respect for diverse knowledge systems.
Principle 5Transparency, accountability, and responsible knowledge generation
SRM research should remain in the light of public scrutiny. SRM research and related activities should be conducted with high standards of transparency, including open publication of methods, assumptions, uncertainties, and funding sources. Accountability mechanisms are essential to build trust and inclusion, and ensure traceability of decision-making and interests.
Research and Deployment Governance
Principle 6Governance should be proportionate to risk
SRM research and SRM deployment are fundamentally different activities with different ethical, legal, and human consequences, and research itself encompasses a wide variety of approaches and objectives ranging from desk research and modeling to field experiments. Well-designed governance approaches should be proportionate to the specific risks presented by SRM research or deployment activities, rather than treating all research activities as equivalent or as a single continuum.
Principle 7Restraint on deployment and prevention of unilateral action
Responsible engagement with SRM requires strong norms of restraint regarding deployment. Under current conditions of scientific uncertainty, insufficient governance capacity, and limited international legitimacy, SRM should not be deployed. Preventing unilateral or poorly governed action is essential to protecting human rights, maintaining global stability, and preserving public trust. Achieving this will require more than voluntary restraint alone, including legitimate governance arrangements capable of providing oversight, review, monitoring, and meaningful mechanisms for accountability.
Words from our co-authors
Emerging Climate Frontiers
Youth Alliance for Environment
Environmental Defense Fund
Africa Research and Impact Network (ARIN)
Operaatio Arktis
Healthy Climate Initiative
Instituto Clima e Sociedade
Instituto Clima e Sociedade
Supporting a Pathway for Inquiry, Restraint, and Legitimate Future Choice
The Middle Path Initiative presents the following white paper as a starting point to catalyze broader civil-society engagement and collaboration on SRM research and governance. We invite others to engage with these ideas and join with us to build a broader constituency to advance middle path approaches.